0000919574-05-000333.txt : 20120705
0000919574-05-000333.hdr.sgml : 20120704
20050207165619
ACCESSION NUMBER: 0000919574-05-000333
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050207
DATE AS OF CHANGE: 20050207
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGMA DESIGNS INC
CENTRAL INDEX KEY: 0000790715
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 942848099
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-37977
FILM NUMBER: 05581119
BUSINESS ADDRESS:
STREET 1: 1221 CALIFORNIA CIRCLE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4082629003
MAIL ADDRESS:
STREET 1: 1221 CALIFORNIA CIRCLE
CITY: MILPITAS
STATE: CA
ZIP: 95035
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SUSSMAN ROBERT MARK
CENTRAL INDEX KEY: 0000923685
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: BENTLEY CAPITAL MANAGEMENT
STREET 2: 520 MADISON AVE 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 2125838888
MAIL ADDRESS:
STREET 1: BENTLEY CAPITAL MANAGEMENT
STREET 2: 245 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10167
SC 13G
1
d545459_13g.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. )
Sigma Designs, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
826565103
--------------------------------------------------------------------------------
(CUSIP Number)
October 6, 2004
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[x] Rule 13d-1(c)
[_] Rule 13d-1(d)
CUSIP No. 826565103
---------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Robert Sussman(1)
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
0
6. SHARED VOTING POWER
1,421,200
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
1,421,200
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,421,200
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[_]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.8%
12. TYPE OF REPORTING PERSON*
IN
----------
(1) The securities reported herein are held i) in part by the Reporting Person
jointly with Ms. Robynn Sussman and ii) in part by Bentley Capital
Management, Inc., to which the Reporting Person serves as President.
CUSIP No. 826565103
---------
Item 1(a). Name of Issuer:
Sigma Designs, Inc.
--------------------------------------------------------------------
Item 1(b). Address of Issuer's Principal Executive Offices:
1221 California Circle
Milpitas, CA 95035
--------------------------------------------------------------------
Item 2(a). Name of Person Filing:
Robert Sussman
--------------------------------------------------------------------
Item 2(b). Address of Principal Business Office, or if None, Residence:
Robert Sussman
21 Murray Hill Road
Scarsdale, NY 10583
--------------------------------------------------------------------
Item 2(c). Citizenship:
United States
--------------------------------------------------------------------
Item 2(d). Title of Class of Securities:
Common Stock
--------------------------------------------------------------------
Item 2(e). CUSIP Number:
826565103
--------------------------------------------------------------------
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
(a) [_] Broker or dealer registered under Section 15 of the Exchange Act.
(b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange
Act.
(d) [_] Investment company registered under Section 8 of the Investment
Company Act.
(e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [_] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i) [_] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act;
(j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
1,421,200
----------------------------------------------------------------------
(b) Percent of class:
6.8%
----------------------------------------------------------------------
(c) Number of shares as to which Robert Sussman has:
(i) Sole power to vote or to direct the vote 0
------------------,
(ii) Shared power to vote or to direct the vote 1,421,200
------------------,
(iii) Sole power to dispose or to direct the
disposition of 0
------------------,
(iv) Shared power to dispose or to direct the
disposition of 1,421,200
------------------.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities check the following [_].
N/A
----------------------------------------------------------------------
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to
direct the receipt of dividends from, or the proceeds from the sale of, such
securities, a statement to that effect should be included in response to this
item and, if such interest relates to more than five percent of the class, such
person should be identified. A listing of the shareholders of an investment
company registered under the Investment Company Act of 1940 or the beneficiaries
of employee benefit plan, pension fund or endowment fund is not required.
N/A
----------------------------------------------------------------------
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person.
If a parent holding company or Control person has filed this schedule,
pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an
exhibit stating the identity and the Item 3 classification of the relevant
subsidiary. If a parent holding company or control person has filed this
schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating
the identification of the relevant subsidiary.
N/A
----------------------------------------------------------------------
Item 8. Identification and Classification of Members of the Group.
If a group has filed this schedule pursuant to ss.240.13d-1(b)(1)(ii)(J),
so indicate under Item 3(j) and attach an exhibit stating the identity and Item
3 classification of each member of the group. If a group has filed this schedule
pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit stating the
identity of each member of the group.
N/A
----------------------------------------------------------------------
Item 9. Notice of Dissolution of Group.
Notice of dissolution of a group may be furnished as an exhibit stating the
date of the dissolution and that all further filings with respect to
transactions in the security reported on will be filed, if required, by members
of the group, in their individual capacity. See Item 5.
N/A
----------------------------------------------------------------------
Item 10. Certifications.
Certification for Rule 13d-1(c): By signing below I certify that, to
the best of my knowledge and belief, the securities referred to above
were not acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with
or as a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 7, 2005
----------------------------------------
(Date)
/s/ Robert Sussman
----------------------------------------
(Signature)
Robert Sussman
----------------------------------------
(Name/Title)
00679.0001 #545459